Josh Kaplan, a CFA Charterholder, brings over a decade of experience in investment operations, research and compliance. Most recently, as Chief Compliance Officer & VP of Advisory Services at Landmark Wealth Management, he led portfolio strategy, investment research and risk analysis. He also spearheaded compliance initiatives, successfully guiding the firm through SEC audits, and he enhanced operational efficiencies through strategic technology integration.  

Beyond his technical expertise, Josh has worked extensively with high-net-worth individuals, non-profits and government entities, bringing a deep understanding of complex financial planning and asset management. His passion for community impact and volunteerism led him to pivot careers, taking a sabbatical to explore national parks, Europe and the Pacific Northwest. Now, he’s excited to apply his operations and financial expertise in a mission-driven role focused on state and local impact.

A dedicated Buffalo Bills fan, Josh enjoys hiking, skiing and trivia, and he has family spread across the U.S. and Canada.